FINRA Tutoring Scheduling Page
The below MyGuru tutors are currently available to be booked for private SIE, Series 6, Series 63, and Series 7 tutoring through Northwestern Mutual via Zoom. Simply choose your preferred tutor, click schedule, and available slots will be shown on the Zoom scheduler page.
When scheduling a session, particularly if it's the first time you've worked with a tutor, it's best to share as much information as possible about your situation and what you'd like to cover.
As we move into 2025, here are a few points about scheduling sessions in the program that are effective as of 1/1/2025:
- You can only book 1 hour per day and a max of 2 hours in a week
- Small group 1 week classes (intended as a refresher as your exam approaches) can be booked here at NM Learn
- If you have to cancel or reschedule a session within 48 hours of when it's supposed to begin, Northwestern Mutual will likely be charged and notified of the last minute cancellation. Your office may be charged a fee for a last minute cancellation.
Our tutors can work with any of the most commonly used FINRA exam prep materials, but sometimes we are asked for recommendations. We tend to find Achievable's self-paced FINRA prep particularly effective.
Finally, please check out our Northwestern Mutual referral page for more information on policies about this program as well as additional discounts available on tutoring and test prep outside of FINRA exams.
Good luck and thanks for working with MyGuru.
Tutor |
Background |
Tests Covered |
General Availability (CT) |
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Tim has an undergraduate degree in finance and is a Certified Financial Planner (CFP) who also holds multiple FINRA licenses. He is a full-time teacher and tutor, focused on finance courses, CFP exam tutoring and FINRA licensing exam prep. Prior pursuing an education focused career, he worked for TIAA-CREF and Scottrade for a decade. |
SIE, Series 6, Series 63, Series 65, Series 7, CFP
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Richard was a registered rep for a leading discount/online brokerage for 8 years, and has been has been conducting virtual tutoring for FINRA exams since 2011. He is an adjunct community college faculty member teaching an SIE prep class, and has an excellent capacity for making difficult concepts clear. He seeks to translate "financialese" into English by engaging rather than lecturing students. |
SIE, Series 6, Series 63, Series 7
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Mike is a Compliance Manager with extensive experience leveraging advanced trading and financial acumen alongside risk mitigation tactics to prioritize regulatory compliance with all industry standards and policies. He has extensive tutoring and teaching experience covering the SIE Series 6 7 63 and 24. |
SIE, Series 6, Series 7, Series 63, Series 24 |
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Richard is an Adjunct Associate Professor at the Sacred Heart Jack Welch College of Business & Technology who holds an MBA degree as well as the CFA, CAIA, and CMA certifications. He has worked as a financial advisor for American Express, as an equity analyst, and has been teaching and tutoring finance, including courses in Options, Fixed Income (debt), Corporate Finance and tutoring the SIE, Series 6 & 7 for the past several years. |
SIE, Series 6, Series 7, CFA, CAIA |
Rich is currently taking on new students. Email info@myguruedge.com for more information about booking sessions with Rich if none of the above tutors are available. |
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Bill, a Compliance Principal with All State Financial, has taught the Series 6 & 7 for over 24 years and has helped hundreds of students pass these tests. He has a great working knowledge of options and margin and can make the material as easy as possible. |
SIE, Series 6, Series 7 |
Bill is not currently taking on new students. Email info@myguruedge.com for more information about booking sessions with Bill if none of the above tutors are available. |
If you aren't finding an available slot with one tutor, we encourage you to check the availability of the others. You can email info@myguruedge.com with any questions or concerns, or you can connect with your tutor directly. It is possible that in select situations we can open up additional slots manually for you.